Robert Moriarty

Corporate Compliance Officer

Tampa, FL

Bob Moriarty is the Compliance (Accountability) Officer at Cotney. Prior to joining Cotney, Bob had over 30 years of experience in compliance risk and control functions at multiple financial institutions. Bob began his career working on Wall Street in New York and continued his career working for multiple large banks in Jacksonville, Charlotte and now in Tampa.

Bob has worked in various lines of business including retail & commercial banking and high net worth retail brokerage compliance risk roles and is familiar with risk management functions that apply to most businesses. Bob has been certified By FINRA – Series 7, General Securities Rep & S24, General Securities Principal and, as a Certified Anti-Money Laundering Specialist. Bob was born and raised in New York – Long Island and is a proud graduate of St. John’s University and The Fordham School of Law.

  • Bank of America, Corporate Functions Compliance Manager, February 1997 - March 2017
  • BB&T, Vice President, April 2017 - March 2019
  • JPMorgan Chase & Co., Corporate Functions Compliance Manager, April 2019 - January 2020
  • Wells Fargo Corp., Corporate Risk Manager, February 2020 - June 2021
  • Business Consulting
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